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Understanding the Impact of MiFID II Amendments on Financial Advisors

The recent amendments to the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) by the European Union mark a significant evolution in the financial regulatory landscape, particularly impacting the role and operations of financial service providers. Here’s an in-depth look into these changes, their implications, and the ensuing landscape for financial professionals.  Introduction […]

Critical Cyber Security Measures for Ensuring Online Protection

In today’s digital age, securing your virtual footprint is crucial. Our vital cyber security measures are designed to shield your private and financial details from online dangers, offering tranquillity in the digital realm. Key Cyber Security Strategies for Online Protection Data Security: Habitually back up essential files to external or cloud storage, including your mobile […]

Spotlight on Nigel Reeves, Founder & CEO, Reeves Group

How / why did you get into your line of work in the financial services sector?I got into the financial services sector because of my passion for helping people. It’s something that has driven me throughout my entire career at Reeves Group, which spans over 25 years. There’s nothing more fulfilling than witnessing individuals set […]

Spotlight on Sam Barber, Principle, SJB Global

How / why did you get into your line of work in the financial services sector? I was looking for a job in finance where the model was based on retaining clients for the long term that gave security with income through ongoing advice fees. Also, a job that enabled me to work in a […]

Spotlight On…David Vacani, Principal, Beacon Global Wealth

How / why did you get into your line of work in the financial services sector?I have been working in Financial Services and investment management since 1987 and started work one week before the stock market crash of 1987 – great timing ! I had always wanted to get into this field and started by […]

Spotlight On…David Cooper, Partner, United Advisers Group

How / why did you get into your line of work in the financial services sector? I followed in my Father’s footsteps – he worked at Lloyds bank as a bank manager for his full working career (a one club player) and retired early at 55 on a generous bank pension. My first role within […]

Spotlight on Jake Barber, Principal of SJB Global

How / why did you get into your line of work in the financial services sector?I always had an interest in finance and business from a very young age and whilst I was backpacking around the world, I started to read a lot of ebooks on finance, investing and being a financial adviser. What I […]

Compliance versus Risk and why both are important

Compliance and risk management are related but distinct areas of management within a financial organisation. Both are important on their own and yet both go hand in hand to advance the strength of an organisation. Compliance refers to the process of ensuring that an organisation adheres to relevant laws, regulations, and industry standards. This can […]

Why join an IFA network?

Navigating the complexities of the various financial regulators across not only Europe but also on a global scale is tantamount to skipping through a minefield; one wrong step can result in a decimated reputation, severe financial losses and crucially, clients being left vulnerable without secure guidance. With the rapid changes to policy across IDD, MiFID […]

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